Compliance support retainer
Navigating the ever-evolving regulatory expectations from the FCA and EBA, along with increasing management reporting obligations and third-party due diligence demands, can place significant pressure on your compliance team and leadership. Our seasoned experts can enhance your internal capabilities, ease operational strain, and provide reassurance to your management body.
We offer tailored support for compliance and risk reviews, audits, regulatory filings, horizon scanning, and more. From group mentoring for junior staff to dedicated one-on-one training for your compliance officers and leadership team, we provide scalable solutions to match your firm’s needs.
Common retainer services
Below is a summary of the most frequently included services within our retainers:
Annual audits conducted by our audit specialists:
Ongoing support and compliance deliverables handled by our expert team:
Each retainer agreement is customised to your firm’s specific requirements. Services are allocated set hours but can be reallocated as your priorities evolve over time.
Additional services available under retainer agreements:
Our compliance support retainers are designed to flex with your business, ensuring you stay ahead of regulatory expectations while focusing on growth.
